FINC 4991 - Financial Planning Capstone

3 hours

This course is the culminating capstone project course for the Financial Planning Minor. Content of the course covers the CFP Board’s Code of Ethics and Professional Responsibility and Rules of Conduct, financial planning practice standards and disciplinary rules and procedures. Additionally, function and regulations of financial institutions and financial services industry are covered. The course incorporates the concepts of fiduciary responsiblity and consumer protection laws. The major project of the capstone course integrates an active financial plan development project that applies previous course content of the minor in contextual situations that reflect a diversity of real world client challenges in case based scenarios.